Broker Check

Safeguards Associated with Your Assets

  1. Our advisors, Philip J. Messuri, MS, CFP® and Travis Flandermeyer, MBA have clean records
    — Check broker name, under “Broker Check” at
  2. Most accounts have a defined Investment Policy Statement (IPS)
    — Our firm is required to stay within specific allocation parameters
  3. Pershing LLC (a Bank of New York Mellon subsidiary) is the custodian for most accounts
    — Each account has SIPC Insurance
  4. Clients have complimentary access to view: Account holdings; all activity; and performance, via web access.

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